Citation: Steyerberg EW, Moons KGM, van der Windt DA, Hayden JA, Perel P, et al. (2013) Prognosis Research Strategy (PROGRESS) 3: Prognostic Model Research. PLoS Med 10(2): e1001381. doi:10.1371/journal.pmed.1001381
Published: February 5, 2013
Copyright: © 2013 Steyerberg et al. This is an open-access article distributed under the terms of the Creative Commons Attribution License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original author and source are credited.
Funding: This series had no explicit funding, but some of the authors were supported by research grants: PROGRESS is supported by a Partnership grant from the Medical Research Council (G0902393), involving University College London (HH, AH), University of Oxford (DGA), Birmingham University (RDR), London School of Hygiene and Tropical Medicine (IR, PP), Keele University (PC, DAvdW), and Queen Mary University London (ADT). DGA is supported by a programme grant from Cancer Research UK (C5529). HH is supported by grants from the UK National Institute for Health Research (RP-PG-0407-10314) and the Wellcome Trust (086091/Z/08/Z). JAH is supported by a New Investigator Award from the Canadian Institutes of Health Research and a grant from the Nova Scotia Health Research Foundation, and holds a Dalhousie University/CCRF research professorship. KGMM is supported by The Netherlands Organization for Scientific Research (ZON-MW 918.10.615 and 9120.8004). EWS was supported by The Netherlands Organization for Scientific Research (grant 9120.8004) and the NIH (grant NS-042691). RDR is supported by the MRC Midlands Hub for Trials Methodology Research (Medical Research Council Grant ID G0800808). DAvdW is supported by the Arthritis Research UK Centre of Excellence in Primary Care. The work of HH, AH and ADT is supported by the Health eResearch Centre Network (HERC-UK), funded by The Medical Research Council, in partnership with Arthritis Research UK, the British Heart Foundation, Cancer Research UK, the Economic and Social Research Council, the Engineering and Physical Sciences Research Council, the National Institute of Health Research, the National Institute for Social Care and Health Research (Welsh Assembly Government), the Chief Scientist Office (Scottish Government Health Directorates) and the Wellcome Trust. The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript. The views expressed in this paper are those of the authors and not necessarily those of the NHS, the NIHR or the Department of Health.
Competing interests: SS is a full time employee of the BMJ Group but is not involved in the decision making on manuscripts. The authors declare no other competing interests.
Provenance: Not commissioned; externally peer reviewed. In order to disseminate the output widely, these papers are being published jointly between BMJ (PROGRESS papers 1 and 4) and PLOS Medicine (PROGRESS papers 2 and 3). As one of the authors is a member of staff at BMJ Group, the handling editor at both journals for the manuscripts was an external guest editor, Dr. Lucy Chappell (King's College London).
¶ These authors contributed equally and are joint first authors on this work.
- The PROGRESS series (http://www.progress-partnership.org) sets out a framework of four interlinked prognosis research themes and provides examples from several disease fields to show why evidence from prognosis research is crucial to inform all points in the translation of biomedical and health related research into better patient outcomes. Recommendations are made in each of the four papers to improve current research standards.
- What is prognosis research? Prognosis research seeks to understand and improve future outcomes in people with a given disease or health condition. However, there is increasing evidence that prognosis research standards need to be improved.
- Why is prognosis research important? More people now live with disease and conditions that impair health than at any other time in history; prognosis research provides crucial evidence for translating findings from the laboratory to humans, and from clinical research to clinical practice.
- Prognostic models use multiple prognostic factors in combination to predict the risk of future clinical outcomes in individual patients. A useful model provides accurate predictions that inform patients and their care givers, supports clinical research, and allows for informed decisions to improve patient outcomes.
- Prognostic model research has three main phases: model development (including internal validation), external validation, and investigations of impact in clinical practice. Although many prognostic models are proposed, relatively few are currently used in clinical practice.
- Most publications on prognostic models describe model development, a small number report external validation studies, and only very few consider clinical impact or usefulness.
- Reliable models for clinical practice are more likely to be obtained when they are:
- Developed using a large, high quality dataset
- Based on a study protocol with a sound statistical analysis plan
- Validated in independent datasets obtained from different locations
- When accurate prognostic models are identified, impact studies are required to investigate their influence on decision making, patient outcomes, and costs.
- The performance of prognostic models may wane over time, possibly as diagnosis or treatments change. Rather than always developing new models from scratch, researchers should consider whether existing models can be improved by recalibration or adding novel predictors such as new biomarkers or results from new imaging techniques.
- The other papers in the series are:
Prognostic models are abundant in the medical literature yet their use in practice seems limited. In this article, the third in the PROGRESS series, the authors review how such models are developed and validated, and then address how prognostic models are assessed for their impact on practice and patient outcomes, illustrating these ideas with examples.
The first two papers in this series focus on the variability in prognostic endpoints given specific startpoints  and on the search for factors that are associated with these endpoints . Adequate prediction of prognostic endpoints, however, generally requires multiple prognostic factors (variables, predictors, or markers).
A prognostic model is a formal combination of multiple predictors from which risks of a specific endpoint can be calculated for individual patients. Other names for a prognostic model include prognostic (or prediction) index or rule, risk (or clinical) prediction model, and predictive model. For an individual with a given state of health (startpoint), a prognostic model converts the combination of predictor values to an estimate of the risk of experiencing a specific endpoint within a specific period. Ideally this produces an estimate of the absolute risk (absolute probability) of experiencing the endpoint, but it may instead provide a relative risk or risk score –. A well known, simple example is the Nottingham Prognostic Index (see Box 1) , which gives a score that relates to the survival probability of a woman with newly diagnosed breast cancer based on a combination of tumour grade, number of involved lymph nodes, and tumour size. Survival curves can be plotted for risk groups derived from the model, analogous to those for different values of a single prognostic factor shown in paper 2 of this series . Figure 1 shows such curves for four risk groups derived from a prognostic model for renal outcome in IgA nephropathy. Such separation into risk groups is visually pleasing but disguises the large variation across groups in the actual event times of individuals. Using prognostic models to make predictions for individual patients is more accurate and so is often preferred to risk grouping, although risk groups may inform treatment choices and enable stratification for risk severity in clinical trials. Some prognostic models are accessible as web tools. For example, Figure 2 shows the predicted probability of death within 14 days and of death or severe disability at six months for a specific patient admitted to hospital with traumatic brain injury .
Box 1. The Nottingham Prognostic Index (NPI) 
Lymph node stage is scored as 1 (no nodes affected), 2 (≤3 glands affected), or 3 (>3 glands affected).
Tumour grade is scored as 1, 2, or 3.
A lower score suggests a good outcome.
Figure 1. Kaplan-Meier survival curves for four risk groups derived from a prognostic model that provides a score to predict renal outcome in IgA nephropathy (reproduced from Goto et al ).doi:10.1371/journal.pmed.1001381.g001
Aims of This Paper
In a previous BMJ series ,– we described methods of developing a prognostic model, its external validation in a new setting, and evaluation of its clinical impact. We here discuss potential bottlenecks in these stages of evaluation to ensure that good prognostic models become clinically useful. We provide illustrative examples from oncology, cardiovascular disease, musculoskeletal disorders, and trauma (Table 1). We also consider the desirability of improving an existing model by incorporating novel prognostic factors or (bio)markers –.
Table 1. Examples of the development, validation, and impact of prognostic models.doi:10.1371/journal.pmed.1001381.t001
We present findings of a systematic review of six leading general medical journals to obtain information about the number and nature of publications in 2006–09 reporting the development, validation, or assessment of impact of a prognostic model (see Text S1). Prognostic models are abundant in the medical literature –, but few of the models are implemented or used in clinical practice . Worse still, few models are evaluated for their impact on health outcomes, as shown in Figure 3.
Figure 3. Distribution of published articles describing model development, validation, and impact assessment in four reviews (see Text S1).
Path element adapted from Chart 7.1 in the Cooksey report (2006) http://bit.ly/Ro27rL (made available for use and re-use through the Open Government License).doi:10.1371/journal.pmed.1001381.g003
Why Are Prognostic Models Important?
Prognostic models are important at different stages in pathways leading to improvements in health (Figure 3, lower panel). The use of prognostic models ties in with the strong movement towards stratified medicine, where decisions regarding treatment choices are informed by an individual's profile of prognostic factors. Prognostic models aim to assist (not replace) clinicians with their prediction of a patient's future outcome and to enhance informed decision making with the patient.
The results from randomised therapeutic trials can be used to estimate how a specific treatment would modify a patient's estimated prognosis. Under the common assumption that a particular treatment has a constant relative benefit across all risk groups, the absolute treatment benefit depends on a person's predicted risk of the outcome without treatment . Expensive therapies or those with harmful potential side effects may thus be reserved for those at higher risk, as estimated by a prognostic model.
Some prognostic models are used in clinical practice without being identified as such, such as the Apgar score for assessing the wellbeing of newborn babies . Other examples of well used prognostic models include the Nottingham Prognostic Index , the Örebro Musculoskeletal Pain Screening Questionnaire to help clinicians identify patients with low back pain at risk of poor recovery , and the Manchester Triage System to assign priority based on clinical need among patients visiting an emergency department  (see Table 1). A prognostic model can thus be seen as an intervention that requires preclinical development, validation, and subsequent evaluation of its impact on health outcomes and cost effectiveness of care.
Prognostic models are also important to help improve the design and analysis of randomised therapeutic trials ,, and to adjust for case mix variation in health services research , such as in understanding variations in patients' outcome across hospitals .
Key Steps to Making Prognostic Models Useful
Developing a Good Prognostic Model
The decision to develop a new prognostic model will be stimulated by a specific clinical uncertainty. Essential components are the startpoint and the specific outcome (endpoint). Methods for developing models have been widely discussed ,, and will not be described in detail here. In brief, prognostic models are usually and perhaps ideally derived with multivariable regression techniques on data from (prospective) cohort studies. Logistic and Cox regression modelling are most often used for short term and long term dichotomous outcomes (event occurrence yes/no) respectively. Important issues to be addressed include dealing with missing data , modelling continuous prognostic factors ,, the complexity of the model , and checking the model assumptions. An important aim is to avoid statistical overfitting, especially when selecting from many candidate prognostic factors in a relatively small dataset.
Before any prognostic model might be adopted in practice it is necessary to show that it provides predictions that are valid outside the specific context of the sample that was used for model development (external validation) and ideally has real clinical impact. Of 86 papers published in leading general medical journals in 2006–09 that reported studies of prognostic models, the vast majority (n = 61) described the development of a prognostic model. The dearth of external validity and impact studies indicates no sign of improvement over earlier, similar reviews (see Figure 3 and Text S1).
Validating a Prognostic Model
The predictive performance of a model estimated on the development data is often optimistic, related to multiple testing with a limited sample size ,,,. A newly developed prognostic model needs to be validated with patient data not used in the development process and preferably selected from different settings (external validation) ,–. Indeed, the performance in such a validation study is arguably all that matters, and how a model was derived is of little importance if it performs well. Validation studies provide estimates of a model's ability to discriminate between patients with different outcomes and of the agreement between predicted and observed risks .
Our review found 21 publications which described external validation of a prognostic model (Figure 3 and Text S1). Among these, 18 included a geographical external validation (that is, validity of predictions for patients in another geographical area) and three a temporal external validation (validity in the same location at a later time) . Validation of a prognostic model in a random part of the development cohort was common (14 of the 61 development studies). However, this approach (commonly referred to as internal validation) is statistically inefficient and methodologically weak since no difference in time or place exists other than by chance ,.
For the Nottingham Prognostic Index, predictive performance has been tested in many external, often large, validation studies . The Örebro Musculoskeletal Pain Screening Questionnaire  has been validated in several independent patient samples by multiple research groups, with 11 external validation studies up to 2009 (Table 1).
Evaluating the Impact of a Prognostic Model on Clinical Practice and Outcomes
A prognostic model can influence patient outcome or the cost effectiveness of care only when changes in clinical management are made based on the prognostic information provided ,. Prognostic models have a cost in their implementation and might even have adverse consequences on clinical outcomes if they lead to decisions that withhold beneficial treatments (such as from people deemed by the model to be at low risk). Convincing evidence for the impact, positive or negative, of using prognostic models on patient outcome is hard to come by . Our systematic review identified only two published analyses of the impact of prognostic models (Figure 3 and Text S1). A failure to recognise prognostic models as health technologies may be one reason why impact studies are lacking.
Most prognostic models are developed and validated with data from a single cohort of patients. Assessment of the impact of a model on decision making and patient outcome requires a comparative study ,. Here two groups (cohorts) need to be compared, one in which usual care is provided without the use of the model and another group in which model predictions are made available to doctors and other health professionals to guide treatment decisions. This comparison is scientifically strongest in a (cluster) randomised trial. An example is the STarTBack trial, in which primary care patients with back pain were randomised to receive either stratified care based on their risk of future disability or non-stratified best care. The results showed a significantly larger reduction in disability as well as cost savings in the group receiving stratified care compared with the control group .
Randomised trials are expensive and time consuming, and other approaches are possible. One can compare clinicians' decision making and patient outcomes observed in a time period before a model was introduced versus a time after it became available. An example of such a before and after study is an investigation of the effect of using the Nottingham Prognostic Index on the decision to treat women with adjuvant chemotherapy, resulting in modest effects on survival after its implementation . However, potential time effects such as changes in current treatments should always be considered . It is therefore desirable to include control practices that continue to deliver usual care in the time after implementation.
Alternative designs are necessary when there is a long time lag between the moment of prognostication (use of the model) and patient outcome or when outcomes are relatively rare. First, if a model has been well developed and validated, decision analytical modelling can be used to combine information on model predictions with information about the effectiveness of treatments from randomised trials or meta-analyses. If such modelling does not indicate improved outcome or favourable cost effectiveness, a long term randomised impact study may not (yet) be warranted. An example is a modelling study on the cost effectiveness of using various risk scores (with and without novel biomarkers) in patients with stable angina . This study found that prioritising coronary surgery according to a prognostic model based on simple, readily available biomarkers was likely to be cost effective.
Another option is a cross sectional study with physicians' decisions as primary outcome ,. Clinicians or patients are randomised to either have or not have access to predictions from the prognostic model, and their therapeutic or other management decisions are compared. In another design, clinicians can be asked to decide on treatment or patient management before and after being provided with a model's predicted probabilities. This design has been used to assess the effect of using an additional test on medical decision making, such as 18-fluoro-deoxyglucose positron emission tomography (FDG-PET) to guide decisions on brain surgery .
For traumatic brain injury, no study has evaluated clinical impact, although many claim that the predictions from the models can be used to inform patients and relatives regarding prognosis. The CRASH and IMPACT models , were based on large numbers of patients (n = 10 008 for CRASH, n = 8535 for IMPACT) and were well validated, but their application lies predominantly in research , in particular the design and analysis of randomised trials . Impact on decision making for individual patients is less likely since predictions are not sufficiently certain to guide treatment limiting decisions .
The use and potential impact of prognostic models may be reflected in citations in practice guidelines and websites. That is the case for the Nottingham Prognostic Index, which is widely cited and included in the National Institute for Health and Clinical Excellence (NICE) guidelines of 2009 (Table 1). The evidence for its impact is still scarce, however. The use of Örebro Musculoskeletal Pain Screening Questionnaire is recommended in several clinical practice guidelines and on several websites (such as Work Cover Australia (http://www.workcover.nsw.gov.au) and the Australia Transport Accident Commission (http://www.tac.vic.gov.au)). Again, empirical evidence of its impact on physicians' decision making, let alone patient outcomes, is lacking.
Updating a Prognostic Model
Updating a model is often desirable ,,–. In particular, some systematic miscalibration is common for predictions obtained from prognostic models in settings that differ from that of the development sample. Updating methods include recalibrating the model to the new setting or investigating the addition of new prognostic factors, including biomarkers, to an existing model . Ideally there should be an ongoing process of model validation and updating ,,–.
The contribution of genomic, proteomic, or metabolomic measures and new imaging tests over and above established prognostic factors is a key issue in current prognostic research ,. For example, a simple model for patients with traumatic brain injury that included just three strong prognostic factors was extended with computed tomography results in a second stage, and laboratory test results in a third stage . The more extended models yielded more refined predictions and better discrimination. Various novel markers have been considered for their potential to improve the Nottingham Prognostic Index (Table 1).
The importance of assessing the impact of new markers on the accuracy of a model is widely agreed, but how best to quantify any changes in prediction is an active topic of methodological research –. The recent trend when comparing models is to consider the extent of reclassification of individual patients between risk groups rather than using global measures of discrimination such as the area under a receiver operating characteristic (ROC) curve ,. These different statistics are mathematically related, however ,.
The addition of new markers may yield only marginal benefit . Because standard models generally include important predictors, the independent effects of new prognostic factors need to be quite strong before a clinically useful improvement is achieved . For example, adding two markers to a prediction model for patients with heart failure led to 342 (15%) of the 2345 patients initially classified as having a <10% probability of dying within 1 year being reclassified as >10% probability. In addition, 345 (29%) of the 1206 patients initially classified as having a ≥10% probability of dying within 1 year were reclassified as having <10% probability (Table 2) . Furthermore the measurement of new markers carries cost implications .
Table 2. Reclassification of patients into prognostic groups by adding two biomarkers (brain natriuretic peptide and serum troponin T) to a prognostic model for patients with heart failure .doi:10.1371/journal.pmed.1001381.t002
A particular motivation to update a prognostic model is to replace existing predictors that suffer from substantial inter-observer variability (such as physical examination, imaging, and histopathological techniques)  with more reliably measured markers. Moreover, prognostic models that include factors or markers with a causal effect on the outcome under study may be expected to be more generalisable to other populations. Such models may also be better used, since they are linked to biological (or other) pathways rather than merely based on statistical association . While these suggestions are plausible, empirical evidence is lacking.
Clinical Use of Prognostic Models
The clinical use of prognostic models should be dependent on evidence of successful validation and, preferably, on evidence of clinical impact when using the model. Not all of the models mentioned above followed this path. For example, the predictors and their weights included in the Manchester Triage System  were developed by medical experts without statistical modelling of patient data. It was motivated by emergency department crowding, and the aim was to shorten waiting times for those presenting with high urgency. Shortly after its development, the Manchester Triage System was introduced in various emergency departments. The Manchester Triage System is currently implemented throughout Europe. Still only limited validation studies have been performed and no impact studies. Early evaluations have focused on inter-observer agreement  rather than on a validation of its predictive performance .
One key factor for successful implementation of a prognostic model seems to be whether a model is supported by leading professionals in the field of application. For example, many prognostic models have been promoted for outcome prediction in prostate cancer with direct involvement of leading clinical investigators ,. Also, prognostic factors generally need to be readily available in routine care to allow for application of the prognostic model. That necessity may form a barrier to the use of relatively expensive or hard to access tests or new markers for prediction in primary care.
Other factors that might be associated with use of prognostic models in practice include the complexity of the model (a few or many prognostic factors) , the format of the model (as a score chart on paper, web based, or as standard part of an electronic patient record), the use of cut-off values for model predictions to guide decision making (rather than only providing the predicted probability), the ease of use in the consulting room, the clinical context, and the fear of “cookbook medicine” or medicolegal consequences of undue reliance on model based predictions and decisions ,.
Recommendations for Improving Prognostic Models Research
The number of published prognostic models is increasing. Unfortunately, they are often developed from poor data, inappropriately analysed, and poorly reported. For example, 10 years ago a review of 83 prognostic models in stroke found that most showed high risk of bias and serious deficiencies in statistical methods, with only four studies meeting eight simple quality criteria . None had been adequately validated. A recent review of 137 studies of 101 clinical prediction rules in children, most published after 2001, showed similar methodological problems . Only eight of the rules for health conditions of childhood had undergone prospective validation in broad or multiple settings. There were no impact studies. Other reviews of prognosis models across many medical areas have documented similar shortcomings ,–.
Clearly standards must be raised. Many of the recommendations across the PROGRESS series are relevant (see supplementary table of PROGRESS recommendations, Table S1). Here we highlight those recommendations particularly important for prognostic models.
Clinical Impact Studies
To be useful for clinicians, a prognostic model needs to provide validated and accurate predictions and to improve patient outcomes and cost-effectiveness of care. There should be more research into understanding the impact (clinical effectiveness and costs) of using prognostic models in real world clinical practice. Clinical practice guideline recommendations relating to the use of prognostic models should be based on such impact studies (recommendation 19 in Table S1).
Clinical Use of Prognostic Models
Easily used prognostic models may be more likely to be incorporated into clinical practice—examples include the Nottingham Prognostic Index , Framingham Risk Score , and CHADS score . Indeed, some easily used models have been recommended for use without adequate evaluation. There should be more research into why some models are prematurely translated into clinical practice without adequate evaluation, whereas other models with evidence of cost effectiveness are not translated (recommendation 18).
Statistical Methods and Data Quality in Model Development
Successful validation and clinical value are more likely when a model is developed using sound statistical methods and adequate data ,,. Published models have often been developed using inferior statistical methods ,,,,. To enhance the reliability of future models, studies should be sufficiently large and based on a study protocol including a statistical analysis plan,including careful attention to the handling of missing data and continuous predictors (recommendation 13) ,,. Data quality is a key aspect of developing a reliable model. Since clinically collected data may contribute many or all of the variables in a prognostic model, there should be a better understanding of the influence of clinical measurement techniques and missing observations on model performance (recommendation 20).
Validation of Prognostic Models
It is seldom (if ever) acceptable to publish the development of a prognostic model without at least internal validation (such as cross validation or bootstrapping). Claiming that a model is clinically valuable is acceptable only with an external validation study using independent data from a different location than the development data (recommendation 9). Investigators should more often evaluate the performance of a newly developed model in a different physical location or clinical setting (recommendation 9).
Collaboration between Research Groups
The collation and synthesis of individual participant data from multiple studies offers a natural opportunity to increase sample size . Models can then be developed using data from a subset of studies and assessed on data from the remaining studies. Variation in model accuracy across studies and its causes can be explored. Also, such collaborative efforts encourage consensus towards a single well developed and validated prognostic model, rather than a number of competing and non-validated models for the same clinical problem championed by each group separately. Finally, such unification may enhance the uptake of prognostic models in practice. For example, the IMPACT consortium developed a prognostic model for mortality and unfavourable outcome in traumatic brain injury by sharing individual participant data from 11 studies (8509 patients), with successful external validation using individual participant data from another large study (6681 patients, Table 1) . We encourage researchers to support collaborative efforts on data sharing to provide individual patient data to enhance the development and validation of prognostic models (recommendation 17).
Updating a Prognostic Model
The performance of prognostic models may wane over time (for example, because diagnosis or treatments change). Also, new markers may become available. Rather than always developing new models from scratch, more often researchers should build on existing work and consider whether existing models can be improved by recalibration or adding new variables such as novel biomarkers (recommendation 21) ,,–,.
Quality of Reporting
Reviews have shown widespread deficiencies in publications describing the development and validation of prognostic models ,–,. For example, many reports fail to indicate adequately the performance of the model  and do not present the results in a way that can be used by clinicians . Better reporting of development and validation studies is needed to help clinicians and other decision makers identify robust models with potential clinical value (recommendation 15). Consensus guidelines should be developed for reporting prognostic model research (recommendation 15), and that process is under way.
Prognostic model research has three main phases: model development (including internal validation), external validation, and investigations of impact on decision making and patient outcomes ,–,. Many prognostic models are used without clear evidence of their impact, while other well developed and validated models are not used at all. We encourage researchers to support collaborative efforts to share individual patient data allowing for both better model development and external validation. Rather than developing a steady stream of new prognostic models, researchers should shift to validation, updating, and impact studies of existing models. In the present era of biomarkers and “omics,” we encourage assessment of the extent to which new markers add value to existing models.
Recommendations of PROGRESS (PROGnosis RESearch Strategy).
Review of articles in general medical journals, 2006–09.
Members of the PROGRESS Group: Keith Abrams (UK), Doug Altman (UK), Andrew Briggs (UK), Nils Brunner (Denmark), Peter Croft (UK), Jill Hayden (Canada), Aroon Hingorani (UK), Harry Hemingway (UK), Panayiotis Kyzas (UK), Núria Malats (Spain), Karel Moons (Netherlands), George Peat (UK), Pablo Perel (UK), Richard Riley (UK), Ian Roberts (UK), Willi Sauerbrei (Germany), Sara Schroter (UK), Ewout Steyerberg (Netherlands), Adam Timmis (UK), Daniëlle van der Windt (UK).
Wrote the first draft of the manuscript: EWS KGMM. Contributed to the writing of the manuscript: EWS KGMM DAvdW JAH PP SS RDR HH DGA. Initiated the PROGRESS Group, organised the three workshops, coordinated the writing groups, and were the scientific writing editors for all the papers in the PROGRESS series: HH RDR SS DGA. Guarantors for this paper: HH RDR DGA. Contributed through workshops and discussions to the development of the article series: PROGRESS Group.ICMJE criteria for authorship read and met: EWS KGMM DAvdW JAH PP SS RDR HH DGA. Agree with manuscript results and conclusions: EWS KGMM DAvdW JAH PP SS RDR HH DGA.
- 1. Hemingway H, Croft P, Perel P, Hayden JA, Abrams K, Timmis A, et al. (2013) Prognosis research strategy (PROGRESS) 1: A framework for researching clinical outcomes. BMJ 346: e5595. doi: 10.1161/circulationaha.109.192278
- 2. Riley RD, Hayden JA, Steyerberg EW, Moons KGM, Abrams K, et al. (2013) Prognosis research strategy (PROGRESS) 2: Prognostic factor research. PLoS Med 10: e1001380 doi:10.1371/journal.pmed.1001380.
- 3. Harrell FE Jr (2001) Regression modeling strategies with applications to linear models, logistic regression, and survival analysis. Springer.
- 4. Moons KG, Royston P, Vergouwe Y, Grobbee DE, Altman DG (2009) Prognosis and prognostic research: what, why, and how? BMJ 338: b375. doi: 10.1136/bmj.b375
- 5. Steyerberg EW (2009) Clinical prediction models: a practical approach to development, validation, and updating. Springer.
- 6. Haybittle JL, Blamey RW, Elston CW, Johnson J, Doyle PJ, et al. (1982) A prognostic index in primary breast cancer. Br J Cancer 45: 361–366. doi: 10.1038/bjc.1982.62
- 7. Perel P, Arango M, Clayton T, Edwards P, Komolafe E, et al. (2008) Predicting outcome after traumatic brain injury: practical prognostic models based on large cohort of international patients. BMJ 336: 425–429. doi: 10.1136/bmj.39461.643438.25
- 8. Altman DG, Vergouwe Y, Royston P, Moons KG (2009) Prognosis and prognostic research: validating a prognostic model. BMJ 338: b605. doi: 10.1136/bmj.b605
- 9. Moons KG, Altman DG, Vergouwe Y, Royston P (2009) Prognosis and prognostic research: application and impact of prognostic models in clinical practice. BMJ 338: b606. doi: 10.1136/bmj.b606
- 10. Royston P, Moons KG, Altman DG, Vergouwe Y (2009) Prognosis and prognostic research: developing a prognostic model. BMJ 338: b604. doi: 10.1136/bmj.b604
- 11. Pencina MJ, D'Agostino RB Sr, D'Agostino RB Jr, Vasan RS (2008) Evaluating the added predictive ability of a new marker: from area under the ROC curve to reclassification and beyond. Stat Med 27: 157–172. doi: 10.1002/sim.2929
- 12. Steyerberg EW, Vickers AJ, Cook NR, Gerds T, Gonen M, et al. (2010) Assessing the performance of prediction models: a framework for traditional and novel measures. Epidemiology 21: 128–138. doi: 10.1097/EDE.0b013e3181c30fb2
- 13. Vickers AJ, Cronin AM (2010) Traditional statistical methods for evaluating prediction models are uninformative as to clinical value: towards a decision analytic framework. Semin Oncol 37: 31–38. doi: 10.1053/j.seminoncol.2009.12.004
- 14. Counsell C, Dennis M (2001) Systematic review of prognostic models in patients with acute stroke. Cerebrovasc Dis 12: 159–170. doi: 47699
- 15. Perel P, Edwards P, Wentz R, Roberts I (2006) Systematic review of prognostic models in traumatic brain injury. BMC Med Inform Decis Mak 6: 38. doi: 10.1186/1472-6947-6-38
- 16. Leushuis E, van der Steeg JW, Steures P, Bossuyt PM, Eijkemans MJ, et al. (2009) Prediction models in reproductive medicine: a critical appraisal. Hum Reprod Update 15: 537–552. doi: 10.1093/humupd/dmp013
- 17. Minne L, Ludikhuize J, de Jonge E, de Rooij S, Abu-Hanna A (2011) Prognostic models for predicting mortality in elderly ICU patients: a systematic review. Intens Care Med 37: 1258–1268. doi: 10.1007/s00134-011-2265-6
- 18. Wyatt JC, Altman DG (1995) Commentary: Prognostic models: clinically useful or quickly forgotten? BMJ 311: 1539–1541. doi: 10.1007/s00134-011-2265-6
- 19. Kent DM, Hayward RA (2007) Limitations of applying summary results of clinical trials to individual patients: the need for risk stratification. JAMA 298: 1209–1212. doi: 10.1001/jama.298.10.1209
- 20. Linton SJ, Hallden K (1998) Can we screen for problematic back pain? A screening questionnaire for predicting outcome in acute and subacute back pain. Clin J Pain 14: 209–215. doi: 10.1097/00002508-199809000-00007
- 21. Mackway-Jones K (1997) Emergency triage. BMJ Publishing.
- 22. Hernandez AV, Steyerberg EW, Habbema JD (2004) Covariate adjustment in randomized controlled trials with dichotomous outcomes increases statistical power and reduces sample size requirements. J Clin Epidemiol 57: 454–460. doi: 10.1016/j.jclinepi.2003.09.014
- 23. Roozenbeek B, Maas AI, Lingsma HF, Butcher I, Lu J, et al. (2009) Baseline characteristics and statistical power in randomized controlled trials: selection, prognostic targeting, or covariate adjustment? Crit Care Med 37: 2683–2690. doi: 10.1097/CCM.0b013e3181ab85ec
- 24. Jarman B, Pieter D, van der Veen AA, Kool RB, Aylin P, et al. (2010) The hospital standardised mortality ratio: a powerful tool for Dutch hospitals to assess their quality of care? Qual Saf Health Care 19: 9–13. doi: 10.1136/qshc.2009.032953
- 25. Lingsma HF, Roozenbeek B, Li B, Lu J, Weir J, et al. (2011) Large between-center differences in outcome after moderate and severe traumatic brain injury in the international mission on prognosis and clinical trial design in traumatic brain injury (IMPACT) study. Neurosurgery 68: 601–607. doi: 10.1227/NEU.0b013e318209333b
- 26. Sterne JAC, White IR, Carlin JB, Spratt M, Royston P, et al. (2009) Multiple imputation for missing data in epidemiological and clinical research: potential and pitfalls. BMJ 338: b2393. doi: 10.1136/bmj.b2393
- 27. Royston P, Sauerbrei W (2008) Multivariable model-building: a pragmatic approach to regression analysis based on fractional polynomials for modelling continuous variables. John Wiley.
- 28. Sauerbrei W, Royston P, Binder H (2007) Selection of important variables and determination of functional form for continuous predictors in multivariable model building. Stat Med 26: 5512–5528. doi: 10.1002/sim.3148
- 29. Sauerbrei W (1999) The use of resampling methods to simplify regression models in medical statistics. Appl Stat 48: 313–329. doi: 10.1111/1467-9876.00155
- 30. Schumacher M, Hollander N, Schwarzer G, Sauerbrei W (2006) Prognostic factor studies. In: Crowley J, Ankerst DP, editors. Handbook of statistics in clinical oncology. Chapman & Hall/CRC Press. pp. 289–333.
- 31. Bleeker SE, Moll HA, Steyerberg EW, Donders AR, Derksen-Lubsen G, et al. (2003) External validation is necessary in prediction research: a clinical example. J Clin Epidemiol 56: 826–832. doi: 10.1016/S0895-4356(03)00207-5
- 32. Justice AC, Covinsky KE, Berlin JA (1999) Assessing the generalizability of prognostic information. Ann Intern Med 130: 515–524. doi: 10.7326/0003-4819-130-6-199903160-00016
- 33. Reilly BM, Evans AT (2006) Translating clinical research into clinical practice: impact of using prediction rules to make decisions. Ann Intern Med 144: 201–209. doi: 10.7326/0003-4819-144-3-200602070-00009
- 34. Toll DB, Janssen KJ, Vergouwe Y, Moons KG (2008) Validation, updating and impact of clinical prediction rules: a review. J Clin Epidemiol 61: 1085–1094. doi: 10.1016/j.jclinepi.2008.04.008
- 35. Vergouwe Y, Steyerberg EW, Eijkemans MJ, Habbema JD (2005) Substantial effective sample sizes were required for external validation studies of predictive logistic regression models. J Clin Epidemiol 58: 475–483. doi: 10.1016/j.jclinepi.2004.06.017
- 36. Steyerberg EW, Harrell FE Jr, Borsboom GJ, Eijkemans MJ, Vergouwe Y, et al. (2001) Internal validation of predictive models: efficiency of some procedures for logistic regression analysis. J Clin Epidemiol 54: 774–781. doi: 10.1016/S0895-4356(01)00341-9
- 37. Altman DG (2009) Prognostic models: a methodological framework and review of models for breast cancer. Cancer Invest 27: 235–243. doi: 10.1080/07357900802572110
- 38. Hill JC, Whitehurst DG, Lewis M, Bryan S, Dunn KM, et al. (2011) Comparison of stratified primary care management for low back pain with current best practice (STarT Back): a randomised controlled trial. Lancet 378: 1560–1571. doi: 10.1016/S0140-6736(11)60937-9
- 39. Feldman M, Stanford R, Catcheside A, Stotter A (2002) The use of a prognostic table to aid decision making on adjuvant therapy for women with early breast cancer. Eur J Surg Oncol 28: 615–619. doi: 10.1053/ejso.2002.1300
- 40. Henriksson M, Palmer S, Chen R, Damant J, Fitzpatrick NK, et al. (2010) Assessing the cost effectiveness of using prognostic biomarkers with decision models: case study in prioritising patients waiting for coronary artery surgery. BMJ 340: b5606. doi: 10.1136/bmj.b5606
- 41. Moons KG (2010) Criteria for scientific evaluation of novel markers: a perspective. Clin Chem 56: 537–541. doi: 10.1373/clinchem.2009.134155
- 42. Uijl SG, Leijten FS, Arends JB, Parra J, van Huffelen AC, et al. (2007) The added value of [18F]-fluoro-D-deoxyglucose positron emission tomography in screening for temporal lobe epilepsy surgery. Epilepsia 48: 2121–2129. doi: 10.1111/j.1528-1167.2007.01197.x
- 43. Steyerberg EW, Mushkudiani N, Perel P, Butcher I, Lu J, et al. (2008) Predicting outcome after traumatic brain injury: development and international validation of prognostic scores based on admission characteristics. PLoS Med 5: e165 doi:10.1371/journal.pmed.0050165.
- 44. De Silva MJ, Roberts I, Perel P, Edwards P, Kenward MG, et al. (2009) Patient outcome after traumatic brain injury in high-, middle- and low-income countries: analysis of data on 8927 patients in 46 countries. Int J Epidemiol 38: 452–458. doi: 10.1093/ije/dyn189
- 45. Menon DK, Zahed C (2009) Prediction of outcome in severe traumatic brain injury. Curr Opin Crit Care 15: 437–441. doi: 10.1097/MCC.0b013e3283307a26
- 46. Steyerberg EW, Borsboom GJ, van Houwelingen HC, Eijkemans MJ, Habbema JD (2004) Validation and updating of predictive logistic regression models: a study on sample size and shrinkage. Stat Med 23: 2567–2586. doi: 10.1002/sim.1844
- 47. Van Houwelingen HC, Thorogood J (1995) Construction, validation and updating of a prognostic model for kidney graft survival. Stat Med 14: 1999–2008. doi: 10.1002/sim.4780141806
- 48. Janssen KJ, Moons KG, Kalkman CJ, Grobbee DE, Vergouwe Y (2008) Updating methods improved the performance of a clinical prediction model in new patients. J Clin Epidemiol 61: 76–86. doi: 10.1016/j.jclinepi.2007.04.018
- 49. Hlatky MA, Greenland P, Arnett DK, Ballantyne CM, Criqui MH, et al. (2009) Criteria for evaluation of novel markers of cardiovascular risk: a scientific statement from the American Heart Association. Circ Cardiovasc Qual Outcomes 119: 2408–2416. doi: 10.1161/circulationaha.109.192278
- 50. Cook NR (2010) Assessing the incremental role of novel and emerging risk factors. Curr Cardiovasc Risk Rep 4: 112–119. doi: 10.1007/s12170-010-0084-x
- 51. Pencina MJ, D'Agostino RB Sr, Steyerberg EW (2011) Extensions of net reclassification improvement calculations to measure usefulness of new biomarkers. Stat Med 30: 11–21. doi: 10.1002/sim.4085
- 52. Vickers AJ, Cronin AM, Begg CB (2011) One statistical test is sufficient for assessing new predictive markers. BMC Med Res Methodol 11: 13. doi: 10.1186/1471-2288-11-13
- 53. Melander O, Newton-Cheh C, Almgren P, Hedblad B, Berglund G, et al. (2009) Novel and conventional biomarkers for prediction of incident cardiovascular events in the community. JAMA 302: 49–57. doi: 10.1001/jama.2009.943
- 54. Pepe MS, Janes H, Longton G, Leisenring W, Newcomb P (2004) Limitations of the odds ratio in gauging the performance of a diagnostic, prognostic, or screening marker. Am J Epidemiol 159: 882–890. doi: 10.1093/aje/kwh101
- 55. Rector TS, Anand IS (2010) Research needed to support clinical use of biomarkers as prognostic indicators for patients with heart failure. Cardiol Res Pract 2010: 453851. doi: 10.4061/2010/453851
- 56. Marchevsky AM, Gupta R (2010) Interobserver diagnostic variability at “moderate” agreement levels could significantly change the prognostic estimates of clinicopathologic studies: evaluation of the problem using evidence from patients with diffuse lung disease. Ann Diagn Pathol 14: 88–93. doi: 10.1016/j.anndiagpath.2009.12.002
- 57. Fernandes CM, Wuerz R, Clark S, Djurdjev O (1999) How reliable is emergency department triage? Ann Emerg Med 34: 141–147. doi: 10.1016/S0196-0644(99)70248-9
- 58. Van Veen M, Steyerberg EW, Ruige M, van Meurs AH, Roukema J, et al. (2008) Manchester triage system in paediatric emergency care: prospective observational study. BMJ 337: a1501. doi: 10.1136/bmj.a1501
- 59. Ross PL, Scardino PT, Kattan MW (2001) A catalog of prostate cancer nomograms. J Urol 165: 1562–1568. doi: 10.1016/S0022-5347(05)66349-5
- 60. Maguire JL, Kulik DM, Laupacis A, Kuppermann N, Uleryk EM, et al. (2011) Clinical prediction rules for children: a systematic review. Pediatrics 128: e666–77. doi: 10.1542/peds.2011-0043
- 61. Mallett S, Royston P, Dutton S, Waters R, Altman DG (2010) Reporting methods in studies developing prognostic models in cancer: a review. BMC Med 8: 20. doi: 10.1186/1741-7015-8-20
- 62. Mallett S, Royston P, Waters R, Dutton S, Altman DG (2010) Reporting performance of prognostic models in cancer: a review. BMC Med 8: 21. doi: 10.1186/1741-7015-8-21
- 63. Collins GS, Mallett S, Omar O, Yu LM (2011) Developing risk prediction models for type 2 diabetes: a systematic review of methodology and reporting. BMC Med 9: 103. doi: 10.1186/1741-7015-9-103
- 64. Wilson PW, D'Agostino RB, Levy D, Belanger AM, Silbershatz H, et al. (1998) Prediction of coronary heart disease using risk factor categories. Circulation 97: 1837–1847. doi: 10.1161/01.CIR.97.18.1837
- 65. Gage BF, Waterman AD, Shannon W, Boechler M, Rich MW, et al. (2001) Validation of clinical classification schemes for predicting stroke: results from the National Registry of Atrial Fibrillation. JAMA 285: 2864–2870. doi: 10.1001/jama.285.22.2864
- 66. Sauerbrei W (2005) Prognostic factors. Confusion caused by bad quality design, analysis and reporting of many studies. Adv Otorhinolaryngol 62: 184–200. doi: 10.1159/000082508
- 67. Harrell FE Jr, Lee KL, Mark DB (1996) Multivariable prognostic models: issues in developing models, evaluating assumptions and adequacy, and measuring and reducing errors. Stat Med 15: 361–387. doi: 10.1002/(SICI)1097-0258(19960229)15:4<361::AID-SIM168>3.0.CO;2-4
- 68. Riley RD, Lambert PC, Abo-Zaid G (2010) Meta-analysis of individual participant data: rationale, conduct, and reporting. BMJ 340: c221. doi: 10.1136/bmj.c221
- 69. Boulesteix AL, Sauerbrei W (2011) Added predictive value of high-throughput molecular data to clinical data and its validation. Brief Bioinform 12: 215–229. doi: 10.1093/bib/bbq085
- 70. Mushkudiani NA, Hukkelhoven CW, Hernandez AV, Murray GD, Choi SC, et al. (2008) A systematic review finds methodological improvements necessary for prognostic models in determining traumatic brain injury outcomes. J Clin Epidemiol 61: 331–343. doi: 10.1016/j.jclinepi.2007.06.011
- 71. Wasson JH, Sox HC, Neff RK, Goldman L (1985) Clinical prediction rules. Applications and methodological standards. N Engl J Med 313: 793–9. doi: 10.1056/NEJM198509263131306
- 72. Laupacis A, Sekar N, Stiell IG (1997) Clinical prediction rules. A review and suggested modifications of methodological standards. JAMA 277: 488–494. doi: 10.1001/jama.277.6.488
- 73. Ingui BJ, Rogers MA Searching for clinical prediction rules in Medline (2001). J Am Med Inform Assoc 8: 391–397. doi: 10.1136/jamia.2001.0080391
- 74. Galea MH, Blamey RW, Elston CE, Ellis IO (1992) The Nottingham Prognostic Index in primary breast cancer. Breast Cancer Res Treat 22: 207–219. doi: 10.1007/BF01840834
- 75. Balslev I, Axelsson CK, Zedeler K, Rasmussen BB, Carstensen B, et al. (1994) The Nottingham Prognostic Index applied to 9,149 patients from the studies of the Danish Breast Cancer Cooperative Group (DBCG). Breast Cancer Res Treat 32: 281–290. doi: 10.1007/BF00666005
- 76. Williams C, Brunskill S, Altman D, Briggs A, Campbell H, et al. (2006) Cost-effectiveness of using prognostic information to select women with breast cancer for adjuvant systemic therapy. Health Technol Assess 10(34): 1–217.
- 77. Maher CG, Grotle M (2009) Evaluation of the predictive validity of the Örebro Musculoskeletal Pain Screening Questionnaire. Clin J Pain 25: 666–670. doi: 10.1097/AJP.0b013e3181a08732
- 78. Hockings RL, McAuley JH, Maher CG (2008) A systematic review of the predictive ability of the Örebro Musculoskeletal Pain Questionnaire. Spine (Phila Pa 1976) 33: E494–500. doi: 10.1097/BRS.0b013e31817ba3bb
- 79. Melloh M, Elfering A, Egli Presland C, Roeder C, Barz T, et al. (2009) Identification of prognostic factors for chronicity in patients with low back pain: a review of screening instruments. Int Orthop 33: 301–313. doi: 10.1007/s00264-008-0707-8
- 80. Kendall NAS, Linton SJ, Main CJ (1997) Guide to assessing psychosocial yellow flags in acute low back pain: risk factors for long-term disability and work loss. Rehabilitation & Compensation Insurance Corporation of New Zealand, National Health Committee.
- 81. Örebro musculoskeletal pain questionnaire (ÖMPQ). WorkCover Authority of New South Wales, 2011.
- 82. Schmidt CO, Chenot JF, Pfingsten M, Fahland RA, Lindena G, et al. (2010) Assessing a risk tailored intervention to prevent disabling low back pain–protocol of a cluster randomized controlled trial. BMC Musculoskelet Disord 11: 5. doi: 10.1186/1471-2474-11-5
- 83. Goto M, Wakai K, Kawamura T, Ando M, Endoh M, et al. (2009) A scoring system to predict renal outcome in IgA nephropathy: a nationwide 10-year prospective cohort study. Nephrol Dial Transplant 24: 3068–3074. doi: 10.1093/ndt/gfp273